Wade Read Capital, LLC Privacy Statement

At Wade Read Capital, LLC (“Wade Read”) we respect your privacy and want to protect your personal and financial information that we collect in the course of working with you. We may collect nonpublic personal information about you from the following sources:

  • Information gathered from application forms and other information you provide to us (for example, your name, address, social security number, assets, liabilities
    and income);
  • Information about your investments and investment experience which may include account balances, trading activity or payment activity;
  • Information from consumer reporting agencies regarding your creditworthiness and credit history; and
  • Information from outside sources regarding employment, credit, or other relationships with you, or verifying representations made by you to them, such as your employment history, loan or credit card balances, etc.

Wade Read does not disclose any nonpublic personal information about its clients or former clients to anyone, except as permitted or required by law.  For example, we disclose information, as permitted by law, to nonaffiliated companies that work for us in providing financial services to you.  These companies include those who may prepare statements about your account, transaction confirmations or credit reports.  These companies are required to sign strict confidentiality agreements with us.  In addition, we disclose information, as permitted or required by law, to governmental and regulatory agencies such as the U.S. Securities and Exchange Commission and the Internal Revenue Service.  We will make disclosures to comply with a legal summons, court order, subpoena or similar legal process, fraud investigation, audit or examination.  Finally we are permitted to disclose information if you have provided your consent.

Wade Read does not sell or rent personal information to any third party.  We restrict access to nonpublic information about you to those employees who need to know such information to provide services to you.  We maintain physical, electronic and procedural safeguards that comply with federal regulations to guard your nonpublic personal information.  Wade Read will provide notice of its privacy policy annually, as long as you maintain a relationship with us.  We reserve the right to make changes to our privacy policy.  You can always review our current policy by contacting us for a copy at (801) 419-1484.